Compliance

LiquidFiles helps you meet the technical requirements of HIPAA, Sarbanes-Oxley and PCI DSS for secure file transfer.

LiquidFiles has been deployed and deemed compliant in Sarbanes-Oxley, HIPAA and PCI environments. These standards are generically worded and subject to interpretation. LiquidFiles addresses technical controls specifically, but not administrative, policy or physical controls. An auditor should verify compliance for each individual deployment.

HIPAA

The Health Insurance Portability and Accountability Act addresses minimum standards for protecting the security, privacy and confidentiality of patient data transmitted over the Internet. The following table covers the technical safeguards outlined in §164.312:

SafeguardHow LiquidFiles Satisfies It
Access Control — §164.312(a)
Allow access only to authorised persons or software programs.
Dual email verification for accountless authentication, individual user accounts, LDAP/AD integration, two-factor authentication, and SAML 2.0 SSO.
Audit Controls — §164.312(b)
Record and examine system activity.
All access, message sends, file downloads, user modifications and admin changes are logged. Syslog forwarding for long-term retention.
Integrity — §164.312(c)
Protect from improper alteration or destruction.
Files cannot be modified in transit. Deletion is restricted by authentication and fully logged.
Person/Entity Authentication — §164.312(d)
Verify identity of persons accessing data.
Dual email verification, two-factor authentication via smartphone apps, SMS and hardware tokens.
Transmission Security — §164.312(e)
Guard against unauthorised access during transmission.
Industry-standard HTTPS with up to 256-bit symmetric encryption.

Sarbanes-Oxley

SOX requires IT controls ensuring data security, centralised account management and auditable file transfers. Many companies use the COBIT framework for SOX compliance. LiquidFiles addresses the following DS5 (Ensure Systems Security) controls:

COBIT ControlHow LiquidFiles Satisfies It
DS5.3 — Identity Management All users require accounts with authentication. Group-based access rights. LDAP/Active Directory and SAML 2.0 integration.
DS5.4 — User Account Management Web-based user management. LDAP/AD group synchronisation — changes are automatically reflected.
DS5.9 — Malicious Software Prevention Built-in anti-virus scanner with automatic updates. Custom verification scripts can be added.
DS5.10 — Network Security Secure-by-default with host-based firewall configured to permit only required access.
DS5.11 — Exchange of Sensitive Data HTTPS with 256-bit encryption. 448-bit total entropy for download links (128-bit message + 128-bit filelink + 128-bit download key + 64-bit token). Full download receipts with geo-location.

PCI DSS

The PCI Data Security Standard covers security requirements for the payment processing industry. LiquidFiles addresses the following requirements:

RequirementHow LiquidFiles Satisfies It
Install and maintain a firewall to protect cardholder data Built-in Linux firewall restricts connections to required functions only.
Do not use vendor-supplied defaults for passwords No default passwords. Console access disabled by default.
Encrypt transmission of cardholder data across public networks Industry-standard HTTPS with up to 256-bit symmetric encryption.
Assign a unique ID to each person with computer access LDAP/Active Directory integration for centralised user provisioning.
Track and monitor all access to network resources Complete logging of all uploads, downloads, logins, and partial downloads. Syslog forwarding available.
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